Search for: "Douglas Schmitz"
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25 Sep 2022, 10:51 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that broker Douglas Gene Schmitz (Schmitz), currently employed by Classic, LLC (Classic) has been subject to at least three customer complaints during the course of his career. [read post]
8 May 2023, 11:36 am
Douglas Schmitz is a one-third owner and investment adviser representative of the firm. [read post]
4 May 2023, 9:31 am
Schmitz for breach of…Read the Full Press Release Have a securities law question? [read post]
21 Mar 2012, 7:38 am
The author of this blog is Douglas C. [read post]
20 Jan 2012, 7:08 am
The author of this blog is Douglas McNabb. [read post]
25 Jan 2012, 7:23 am
The author of this blog is Douglas McNabb. [read post]
25 Jan 2012, 7:16 am
The author of this blog is Douglas McNabb. [read post]
5 May 2023, 12:33 pm
The Securities and Exchange Commission charged Classic Asset Management, and investment advisor Douglas Schmitz with violating their fiduciary duty to clients by recommending the complex ETFs without understanding the risks and whether they were in the clients’ best interests. [read post]
14 Oct 2022, 1:15 pm
Schmitz, Ohio State University Moritz College of Law Micah J. [read post]
19 Jan 2012, 12:56 pm
The author of this blog is Douglas McNabb. [read post]
28 Mar 2012, 12:41 pm
The author of this blog is Douglas C. [read post]
21 Mar 2012, 8:24 am
The author of this blog is Douglas C. [read post]
